Rob L.

Experience

• 

  Zinnia

  Head of Carrier Solutions Quality and Controls

  Jun 2024 - Oct 2024

  Zinnia provides innovative insurance technology solutions, including policy administration and third-party administration services.

• 

  City National Bank

  Audit Director

  Feb 2022 - Apr 2023

  City National Bank offers personal, private, and business banking services and is a subsidiary of the Royal Bank of Canada.

• 

  City National Bank

  Director of Audit / VP

  Feb 2022 - Apr 2023

  • Orchestrated audit strategies across multiple departments, enhancing internal control systems and risk monitoring.
  • Reduced auditor costs by 75% by expanding team capabilities and reducing reliance on external resources.
  • Prevented a $65M Consent Order by reorganizing security functions for better risk governance.
  • Fostered accountability and audit readiness under intense regulatory pressure through strategic advisory to leadership.
• 

  JPMorgan Chase & Co.

  Executive Director, Audit at JPMorgan Chase & Co.

  Jan 2022 - Feb 2022

  JPMorgan Chase & Co. is a global financial services leader providing investment banking, asset management, and treasury services.

• 

  JPMorgan Chase & Co.

  Vice President, Audit Director

  Sep 2016 - Jan 2022
• 

  JPMorgan Chase & Co.

  Executive Director / VP, Audit at JPMorgan Chase & Co.

  Sep 2016 - Feb 2022
• 

  Prudential Financial

  Senior Audit Manager / Director

  Mar 2001 - Sep 2016

  Prudential Financial provides insurance and financial services to individuals and institutions worldwide.

  • Steered comprehensive audits across various domains including benefits, compensation, and HR systems, impacting the Brazilian subsidiary.
  • Enhanced compliance by leading SOX issue aggregation and delivering risk evaluation insights.
  • Recovered $16 million in receivables through innovative data analytics in reinsurance payments.
  • Revitalized the Global Security department's collaboration with Audit, gaining recognition for professionalism.
• 

  United States Army Reserve

  Colonel (Retired), Chief of Internal Review / Inspector General

  Jan 2001 - May 2023

  • Retired as Chief of Internal Review and Inspector General, ensuring operational integrity and adherence to military standards.
  • Developed leadership programs to empower future leaders, focusing on personnel development and mission success.
  • Strengthened strategic relationships and collaboration across diverse teams under high-pressure situations.
• 

  United States Army Reserve

  Colonel, Chief of Internal Review

  Jan 2001 - May 2023

  The U.S. Army Reserve supports national defense capabilities by providing trained, ready, and equipped soldiers to meet emerging challenges.

  • Served as Chief of Internal Review, leading a team in high-stakes environments focused on auditing and internal control.
  • Developed future leaders through expert training and mentorship, enhancing team cohesion and mission accomplishment.
  • Successfully conducted audits that ensured military operations adhered to regulatory and procedural standards.
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  US Army

  Logistics Officer

  Sep 1993 - Jan 2001
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  US Army

  Transportation / Logistics Officer

  Sep 1993 - Jan 2001